A. Vision and Mission Statements for Investors
Vision:
Invest with knowledge & safety.
Mission:
Every investor should be able to invest in right investment products based on their needs,
manage and monitor them to meet their goals, access reports and enjoy financial wellness.
B. Details of Business Transacted by the Research Analyst with Respect to the Investors
To publish research report based on the research activities of the RA.
To provide an independent unbiased view on securities.
To offer unbiased recommendation, disclosing the financial interests in recommended securities.
To provide research recommendation, based on analysis of publicly available information and known observations.
To conduct audit annually.
To ensure that all advertisements are in adherence to the provisions of the Advertisement Code for Research Analysts.
To maintain records of interactions with all clients, including prospective clients (prior to onboarding).
C. Details of Services Provided to Investors (No Indicative Timelines)
Onboarding of Clients:
Completing KYC of fee paying clients.
Disclosure to Clients:
To disclose information that is material for the client to make an informed decision.
To disclose the extent of use of Artificial Intelligence tools in providing research services.
To disclose any conflict of interest while distributing third-party research reports.
To distribute research reports and recommendations to clients without discrimination.
To respect data privacy and confidentiality of clients.
D. Details of Grievance Redressal Mechanism and How to Access It
Investor can lodge complaint/grievance against Research Analyst through prescribed modes.
Mode of filing complaint:
Investor may approach the Research Analyst who shall resolve the grievance within 21 days.
SCORES 2.0 platform – https://scores.sebi.gov.in
E. Rights of Investors
Right to Privacy and Confidentiality
Right to Transparent Practices
Right to Fair and Equitable Treatment
Right to Adequate Information
Right to Timely Grievance Redressal
F. Expectations from the Investors (Responsibilities)
Always deal with SEBI registered Research Analyst.
Check SEBI registration number before investing.
Pay fees only through banking channels.
Do Not:
i. Provide funds for investment to the Research Analyst.
ii. Get attracted to discounts, gifts or incentives.
iii. Share login credentials of trading/demat/bank accounts.