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Dos and Don'ts for Investors


SEBI Registration Verification

Always verify SEBI registration at: SEBI Official Website

Do's:-

  • Always deal with SEBI registered Research Analyst.
  • Ensure that the Research Analyst has a valid registration certificate.
  • Check for SEBI registration number.
    Please refer to the list of all SEBI registered Research Analyst available on SEBI website:
    https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognisedFpi=yes&intmId=14
  • Always pay attention towards disclosures made in research reports before investing.
  • Pay your Research Analyst through banking channels only and maintain signed receipts. You may also pay through Centralized Fee Collection Mechanism (CeFCoM) of RAASB if opted.
  • Check research recommendations before buying/selling securities or applying for public offers.
  • Ask questions and clear doubts with your Research Analyst before acting on recommendations.
  • Seek guidance especially for complex and high-risk financial products.
  • You have the right to stop availing services as per agreed terms.
  • You have the right to provide service feedback.
  • You are not bound by any clause that violates regulatory provisions.
  • Inform SEBI if any Research Analyst offers assured or guaranteed returns.

Don'ts:-

  • Do not provide funds for investment to the Research Analyst.
  • Do not fall prey to misleading advertisements or market rumors.
  • Do not get attracted to limited period discounts, incentives, or gifts.
  • Do not share trading, demat, or banking login credentials with the Research Analyst.

Important Notice

These guidelines help protect your investments and ensure SEBI compliance. Always verify credentials and maintain proper transaction documentation.

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